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Advanced Anti-Money Laundering and Counter the Financing of Terrorism Practitioner

28 - 30 Jan 2020 Cancelled  New Date Reminder

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"The most advanced and comprehensive AML and CFT Operational Compliance Training available worldwide"
The Advanced AML/CFT Practitioner training course has been designed to provide one of the most comprehensive and advanced learning experiences covering AML and CFT frameworks available on the market today. It features some of the very best training materials covering legal, operational, technological, and strategic AML/CFT global perspectives. It draws upon a broad array of legislative requirements, international Financial Action Task Force (FATF) guidance, national guidance materials from the .. continue reading United Kingdom (UK) Financial Conduct Authority and HM Treasury, as well as a broad range of practical and legal case studies that exemplify practical AML and CTF techniques and strategies in use today. It covers inter alia global AML/CFT trends and challenges; the Nominated Officer role and responsibilities; the Fourth Anti- Money Laundering Directive framework; AML/CFT legal frameworks; AML typologies; concealment of beneficial ownership; AML/ CFT risk assessments and much more over three days.

Highlights

  • The most comprehensive and advanced learning experiences covering AML and CFT frameworks.
  • Legal, operational, technological, and strategic AML/CFT global perspect.
  • Legislative requirements, international FATF guidance, national guidance materials from the UK FCA.
  • Practical and legal case studies that exemplify practical AML and CTF techniques and strategies.
  • The most comprehensive training package featuring training manuals, materials and PPT presentations.

Timings

9:00 AM - 5:00 PM (Business)

Entry Fees

Paid Ticket Starts from 3600 GBP View Details

Participants

20
Delegates

1 Exhibitors Estimated Count

Category & Type

Conference
Education & Training
Banking & Finance

Editions

28 - 30 Jan 2020


Frequency One-time

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Organizer

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Storm-7 Consulting Limited UK

27 events listed

User Community [ Users who have shown interest for this Event ]

GoingMohammad idrees

Mohammad idrees

Reginal head at Allied Bank pakistan

Kohat, Pakistan
Ahmed Farah

Ahmed Farah

Owner at CCC

Kansas City, United States
Yasmine

Yasmine

Accommodation Manager at Khaya

Doha, Qatar
Gergely SZTANKAY, MBA

Gergely SZTANKAY, MBA

Sr. IT Project Manager at CB Innovation Services

Ar-Rayyan, Qatar
Pedrito Beve

Pedrito Beve

Team Leader at Qatalum

Doha, Qatar
Adil Mohamed

Adil Mohamed

Student at Istanbul şehir university

Doha, Qatar
Lisa

Lisa

Business Development at dgjt

London, United Kingdom

Speakers

Speaker
Rodrigo Zepeda

Rodrigo Zepeda

Storm-7 Consulting Managing Director and Expert Trainer

Schedule & Agenda

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Tue, 28 Jan 09:00 AM - 09:30 AMBreakfast and Networking Networking

Light breakfast and networking session

Tue, 28 Jan 09:30 AM - 10:30 AMAML and CFT Global Trends and Challenges Session

  • Global View of AML and CFT Cases and Fines,Developments in High Risk Third Countries,Developments in Higher Risk Third Countries; AnUpdate on High End Money Laundering, Strategy andAction Plan.
  • An Overview of the Financial Conduct Authority(FCA) AML Annual Report (2015-2016; 2016-2017).
  • A Review of ‘FCA Financial Crime: A Guide forFirms’ and ‘Joint Money Laundering Steering GroupGuidance’.

Tue, 28 Jan 10:30 AM - 11:00 AMBreak and Networking Break

Networking break

Tue, 28 Jan 11:00 AM - 12:00 PMA Review of the Nominated Officer Role and Responsibilities Session

  • The Role of the Nominated Officer (NO), NOCharacteristics (Trust, Seniority, Independence), NOResponsibilities; Additional NO Responsibilities (AntiMoney Laundering (AML) Controls and Procedures,Record Keeping, Staff Training), and Countering theFinancing of Terrorism (CFT) Controls and Procedures.
  • Client Due Diligence (General, Enhanced, Simplified,Reliance and Record Keeping, Beneficial OwnershipInformation).
  • Risk Assessment, Policies and Procedures, EmployeeTraining, Money Laundering Investigation and LawEnforcement, Civil and Criminal Penalties.

Tue, 28 Jan 12:00 PM - 01:30 PMLunch and Networking Break

Light lunch and networking break

Tue, 28 Jan 01:30 PM - 02:30 PMThe Fourth Anti-Money Laundering Directive and the European Supervisory Authorities Guidelines Session

  • The Fourth Anti-money Laundering Directive (4AMLD)(Mitigating Measures; Definitions; 4AMLD Obliged Entities;Exceptions; Commission Risk Assessment; Member StateRisk Assessment; 4AMLD Obliged Entity Risk Assessment).
  • Third Party Outsourcing (Third Parties; Third PartyOutsourcing Conditions); High Risk Jurisdictions (FinancialAction Task Force (FATF) High Risk Jurisdictions; EuropeanUnion High Risk Third Country List).
  • Beneficial Ownership Information (Beneficial OwnershipCentral Register; Beneficial Ownership InformationExemption); The European Supervisory Authorities Guidelines;Commission Assessment (40 Products or Services; 11Professional Sectors; Findings).

Tue, 28 Jan 02:30 PM - 03:00 PMBreak and Networking Break

Networking break

Tue, 28 Jan 03:00 PM - 04:00 PMAML and CTF Legal Frameworks Session

  • An Overview of Part 7 of the Proceeds of Crime Act 2002(Section 340 Definitions; Section 327 Concealing etc;Section 328 Arrangements; Section 329 Acquisition, Use, andPossession) and Part 3 of the Terrorism Act 2000 (TerroristProperty; Fund Raising; Use and Possession; FundingArrangements).
  • A Review of the Money Laundering, Terrorist Financing andTransfer of Funds (Information on the Payer) Regulations 2017(No. 692).
  • An Overview of Section 59 Financial Services and Markets Act2000 (FSMA) and Controlled Function Status and the CriminalFinances Act 2017.

Tue, 28 Jan 04:00 PM - 05:00 PMFinal Review Day1 Session

Q&A session and final review

Wed, 29 Jan 09:00 AM - 09:30 AMBreakfast and Networking Networking

Light breakfast and networking session

Wed, 29 Jan 09:30 AM - 10:30 AMA Review of Money Laundering Methods Session

  • Assets (gold, jewellery, raw diamonds, antiquities,art); Real Estate (Legal Estate, Equitable Interests,Property Values, Cash Deposits); Deposit Boxes;Private Cash Deals; Currency Exchange Offices,Loans and Mortgages.
  • The Growing Use of Third Party Intermediaries (TPIs)(Consulting Firms; Legal Professionals; Trust andCompany Service Providers; Accountants) and NewAreas (Capital Markets; Mergers and Acquisitions).
  • TPI Vulnerabilities (Shelf Companies, Directorship,Trustee, Virtual Office, Mailbox Services, Trusts, ClientAccounts, Client Advocacy and Brokerage Services),and Environmental Vulnerabilities (JurisdictionalVulnerabilities, Vulnerable Business Practices).

Wed, 29 Jan 10:30 AM - 11:00 AMBreak and Networking Break

Networking break

Wed, 29 Jan 11:00 AM - 12:00 PMConcealment of Beneficial Ownership Session

  • What is Beneficial Ownership; Beneficial OwnershipRequirements around the World; Beneficial OwnershipRegistries.
  • Misuse of Legal Persons and Arrangements (CapitalCompanies, Partnerships, Limited Liability Companies,Foundations, Trusts).
  • Techniques used to Obscure Beneficial Ownership(Complex Ownership and Control Structures, Use ofIndividuals, Use of Financial Instruments, FalsifyingActivities).

Wed, 29 Jan 12:00 PM - 01:30 PMLunch and Networking Break

Light lunch and networking break

Wed, 29 Jan 01:30 PM - 02:30 PMAML and CFT Risk Assessments Session

  • Firm Wide Risk Assessment, Risk Factors, RiskAssessment taking into account the Size andNature of the Business, European Banking AuthorityGuidelines on Risk Based Supervision.
  • Conducting a Risk-Based Approach (Focus onOutputs, Focus AML Resources, Seeking outInformation on Money-Laundering Trends, Threatsfrom External Sources).
  • Completing an AML/CFT Risk Assessment of theBusiness Utilising Risk Categories (Geographic Risk,Product Risk, Service Risk, Investor Risk, ChannelRisk, Distribution Risk).

Wed, 29 Jan 02:30 PM - 03:00 PMBreak and Networking Break

Networking break

Wed, 29 Jan 03:00 PM - 04:00 PMAdvanced Risk Assessment Methodologies and Monitoring Session

  • Client Risk Rating (Jurisdiction, Political Status, LegalPersons and Arrangements, Industry Type); Countryor Geographic Risks; Product Type Risks; DeliveryChannel Risks; Risk Rating Methodologies; Risk RatingScale.
  • Integration of Third Party Systems (Criminal Records,Black Lists, White Lists, PEPs, Corruption Indexes,Negative News Screening, Data Feeds (ApplicationProgramming Interfaces (APIs))).
  • Transaction Filtering and Monitoring, AutomatedAnalytics, Internal Audit (Audit CommitteeParticipation, Subject Matter Knowledge, Escalations,New Business Committee).

Wed, 29 Jan 04:00 PM - 05:00 PMFinal Review Day2 Session

Q&A session and final review

Thu, 30 Jan 09:00 AM - 09:30 AMBreakfast and Networking Networking

Light breakfast and networking session

Thu, 30 Jan 09:30 AM - 10:30 AMAML and CFT Case Studies - PART I Session

  • Practical Case Studies (Disguising Source of Funds;Money Service Businesses; Black Market PesoExchange; Hawala; ML with Derivatives; ML withSyndicated Loans).
  • Basic and Complex Trade-Based Finance Methods(Over-Invoicing, Under-Invoicing, and MultipleInvoicing of Goods and Services; Over-Shipmentsand Under-Shipments of Goods and Services; FalselyDescribed Goods and Services) and Case Studies(Black Market Peso Exchange Arrangements; UnitedStates; India; China; Singapore).
  • Country Case Studies; Case Studies (Australia);Case Studies (Argentina); Case Studies (Belgium);Case Studies (Bolivia); Case Studies (Canada); CaseStudies (Cayman Islands); Case Studies (China).

Thu, 30 Jan 10:30 AM - 11:00 AMBreak and Networking Break

Networking break

Thu, 30 Jan 11:00 AM - 12:00 PMAML and CFT Case Studies - PART II Session

  • A Review of AML, CFT, and Virtual Currencies(Convertible v. Non-Convertible Virtual Currencies;Centralised v. Non-Centralised Virtual Currencies) andCase Studies (Liberty Reserve; Silk Road; WesternExpress International).
  • A Review of Global Enforcement Cases relating toML and TF (U.S. Bancorp; Rabobank; CommonwealthBank of Australia; ING; UBS).
  • A Review of UK Enforcement Cases relating to ML andTF (Standard Bank PLC, Coutts, EFG, Turkish Bank(UK) Ltd, Guaranty Trust Bank (UK) Ltd, Habib BankAG Zurich, Deutsche Bank).

Thu, 30 Jan 12:00 PM - 01:30 PMLunch and Networking Break

Light lunch and networking break

Thu, 30 Jan 01:30 PM - 02:30 PMAML and CFT Operational Compliance Session

  • A Guide to Legal Professional Privilege (LPP) (LitigationAdvice Privilege; Legal Advice Privilege; LPP Exception;Abuse of Privilege).
  • Disclosure of Suspicious Activity Reports (SARs) to theNational Crime Agency; A Review of SAR Reports; SARGuidelines, Best Practices, and Case Studies.
  • AML Checks; KYC Checks; Client Suitability Checks; IDVerification; Politically Exposed Persons (PEPs), CloseAssociates, and Family Members; Sanctions Screening;Narrative Sanctions; Ultimate Beneficial Ownership (UBO) Discovery Process; Adverse Media Searches;Government Records; State Owned Entities and Stateinvested Enterprises; Global Sanctions Lists; HMRCFinancial Sanctions List; Office of Foreign Assets Control (OFAC); Best Practices.

Thu, 30 Jan 02:30 PM - 03:00 PMBreak and Networking Break

Networking break

Thu, 30 Jan 03:00 PM - 04:00 PMAML and CFT Technologies Session

  • A Review of the Latest AML and CFT ComplianceTechnology Features (Artificial Intelligence (AI) RiskDriven Databases (Companies, People); AML Real TimeFacial Recognition Identification).
  • KYC, AML and CFT Case Study: ComplyAdvantage(Screening and Monitoring Technology; Data Feeds;Sanctions and Watchlist Screening; PEP Profiles; AdverseMedia; Customer Onboarding and Monitoring; PaymentScreening; Monitoring to Spot Suspicious Behaviour).
  • KYC, AML and CFT Case Study: KYC Portal (ApplicationOverview; Embedded Facial Recognition; Custom RiskScoring; Embedded Face-To-Face Video Interviews;Granular Notifications; Real Time Transaction Monitoring;Customer Outreach Tool).

Thu, 30 Jan 04:00 PM - 05:00 PMFinal Review Day3 Session

Q&A session and final review

Visitor Ticket Price Buy Now

3600 GBPDelegates Standard full-price 3-day attendance ticket
25.285000 51.531000

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Venue to be announced

Doha, Qatar

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