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03 Dec 2020  • 

Basic Seminar for Compliance Officers

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Estimated Turnout

upto 100
Delegates
Based on previous editions

Editions

03 Dec 2020
+3 more editions

Frequency

Quarterly
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Basic Seminar for Compliance Officers, the WpHG obliges investment services companies to appoint a compliance officer. One of his tasks is to ensure .. Read more compliance with the relevant regulations. In particular, this involves avoiding conflicts of interest in the securities business and violating the insider rules.

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AH Academy for Further Education Heidelberg GmbH

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