Boston Investment Adviser Compliance Symposium

NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts. On days 1 and 2, instructors will detail each of the Advisers Act’s key sections, sharing insight, perspective and practical advice about implementing strong internal controls that will support you and your firm’s compliance program. On day 3, courses are designed to give participants added opportunities to appreciate the nuances of the compliance profession through group discussions and interactive elements that highlight professional ethics, soft skills most useful in the compliance profession, and SEC examinations and enforcement trends.


07:30 AM - 04:15 PM (General)

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100 - 500

10 - 50 Exhibitors Estimated Count

Category & Type

Business Services
Education & Training


06-08 Aug 2019

Frequency One-time

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National Regulatory Services USA

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Amal Sreeguru Ivaturi

Amal Sreeguru Ivaturi

Intern, Student at GSVLabs

Boston, United States

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