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Conference

Boston Investment Adviser Compliance Symposium


NRS is offering three days of interactive compliance education led by seasoned legal and compliance industry experts. On days 1 and 2, instructors will detail each of the Advisers Act’s key sections, sharing insight, perspective and practical advice about implementing strong internal controls that will support you and your firm’s compliance program. On day 3, courses are designed to give participants added opportunities to appreciate the nuances of the compliance profession through group discussions and interactive elements that highlight professional ethics, soft skills most useful in the compliance profession, and SEC examinations and enforcement trends.


Timings

07:30 AM - 04:15 PM (General)

Entry Fees

Check Official Website

Participants

100 - 500
Delegates

10 - 50 Exhibitors Estimated Count

Category & Type

Conference
Business Services
Education & Training

Editions

06-08 Aug 2019


Frequency One-time

Official Links

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National Regulatory Services USA

5 events listed

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Amal Sreeguru Ivaturi

Amal Sreeguru Ivaturi

Intern, Student at GSVLabs

Boston, United States

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