Broker-Dealer Accounting Conference

The Broker-Dealer Accounting is the one conference where you can hear directly from FINRA, CFTC and PCAOB regulators on their latest initiatives and key priorities, and discover how these developments may impact your company's practices and bottom line. Plus, join Robert Maday, Deputy Director, Division of Registration and Inspections, and Current Leader of PCAOB's Broker-Dealer Firm Inspection Program, for critical updates on the inspections of broker-dealer audits.

User Reviews

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14 Nov 2018

Elham Student at Adelphia universityWest Hempstead, USA

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4
23 Jun 2016

Iqbal Khokhar President at Www.credit4biz.comNew York, USA

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Speakers (past edition)

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Jerry Nudge

Associate Director, Commodity Futures Trading Commission at Commodity Futures Trading... New York, United States

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Peter K M Chan

Director Hong Kong

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Sarah Kenny

Wine Consultant at Flow Wine Group United States

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Andrew Labadie

Financial and Accounting Analyst, C.P.A. | Strong Presentation Skills |... United States

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Mary Kay Scucci

Managing Director at SIFMA United States

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Tim Vintzel

Partner at Deloitte United States

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Ann Duguid

Director at FINOP New York, United States

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