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Registrant Regulation Conduct & Compliance Summit

17 - 18 Jun 2020
One King West Hotel & Residence, Toronto, Canada

About Followers 21 Reviews Exhibitors Photos 1 Speakers 5 Travel Deals

The Registrant Regulation Conduct & Compliance event is Canada's top event to help you achieve compliance excellence. Take back to your office key updates, strategies and guidelines to direct your company. Develop a robust compliance program that will greatly reduce your legal risks with help from a Q&A with top regulators.


Timings

08:00 AM - 05:00 PM (General)

Entry Fees

Paid Ticket Check Official Website

Participants

100 - 500
Delegates
Based on previous editions

Category & Type

Conference
Business Services
Education & Training

Editions

17 - 18 Jun 2020
14 - 15 May 2019
03 - 04 May 2018
02 - 03 May 2017
View More

Frequency Annual
Next edition likely in Jun 2021

Official Links

WebsiteContacts


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Organizer

Logo Follow Company

Strategy Institute Inc Top Rated

Canada 51 Total Events / 22 Upcoming Events

User Community [ Users who have shown interest for this Event ]

Alice Tracy Kallon

Alice Tracy Kallon

Gender and Psycho-social Coordinator at Organization For Women Empowerment

Monrovia, Liberia
Rizwan Sarwar

Rizwan Sarwar

Lawyer at Law association wazirabad

Wazirabad, Pakistan
SALUM ABDULLA RASHID

SALUM ABDULLA RASHID

Marketing Director at Medilife company limited

Dar es Salaam, Tanzania
Abigail Awolowo

Abigail Awolowo

CEO at Black Diamond Beauty Spa

Lagos, Nigeria
ALEXANDRA NANA BEMPA ABDULLAH GONJA

ALEXANDRA NANA BEMPA ABDULLAH GONJA

CEO at GEO TECH NANO CHEMICALS WEST AFRICA LTD

Accra, Ghana
patrick amartei

patrick amartei

scheme administrator at beige pension trust limited

Accra, Ghana
Adeola Princess Onny

Adeola Princess Onny

SCW at Quality Health Care

Saskatoon, Canada

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Speakers (past edition)

Speaker
Alana Dubinski

Alana Dubinski

Vice President at CI Private Counsel LP Toronto, Canada
Speaker
Elizabeth King

Elizabeth King

Manager, Compliance and Registrant Regulation at Ontario Securities... Toronto, Canada
Speaker
Geoff Ritchie

Geoff Ritchie

Executive Director at Private Capital Markets Association of Canada Toronto, Canada
Speaker
Joanne De Laurentiis

Joanne De Laurentiis

President & CEO at The Investment Funds Institute of Canada Toronto, Canada
Speaker
Lindy Bremner

Lindy Bremner

Senior Legal Counsel at BC Securities Commission Vancouver, Canada
43.648940 -79.378086

Venue Map & Directions

map of One King West Hotel & Residence

One King West Hotel & Residence

1 King St W Toronto ON M5H 1A1
Canada

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