The NRS Spring 2021 Compliance Conference for Investment Advisers and Broker Dealers covers the latest in SEC and FINRA compliance regulatory trends. .. Read more Join NRS at our Spring 2021 Compliance Conference for Investment Advisers and Broker Dealers, where industry experts will address how firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs. For me, the NRS conference offers more than just an abundance of invaluable, up to date, relevant information that can be taken back to the office and applied in real time; it also offers a fun and engaging learning environment where you can connect with your peers and experts in the field and gain lifelong connections as both friends and mentors! Would love to have this as an option going forward. To keep up with today’s compliance issues, cybersecurity threats, record retention, and SEC, state & FINRA examinations to name a few, compliance staff realize they need assistance and are interested in partnering with industry service providers. Does your company have a technology, insurance, document storing/shredding or other resource service that would assist people working in compliance? If so, exhibiting at the NRS Spring 2021 Compliance Conference is a perfect opportunity to get in front of hundreds of potential clients and showcase your products or services to the NRS audience.
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