10times
02 - 03 Mar 2021 • 

Annual Focus Event on Registrant Regulation Conduct and Compliance Virtual Summit

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Estimated Turnout

upto 100
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Editions

Mar 2021

Frequency

Newly Listed
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The 13th Annual Focus Event on Registrant Regulation Conduct and Compliance is designed to guide investment funds and portfolio managers chart the .. Read more path forward on the latest compliance strategies and implementation. Hear from regulators and CCOs from major firms, including OSC, AMF, ASC, FCNB, ATB Financial, Blackrock, IIAC, Edward Jones, Gluskin Sheff, WealthSimple, Caldwell Investment, Aligned Capital Partners, Scotiabank, BMO Financial Group, and many more!!. Discover how the leaders behind major financial services firms implement and comply with regulations. Meet with 20+ compliance thought leaders and build a blueprint for your firm’s future success. The 13th Annual Focus Event on Registrant Regulation Conduct and Compliance connects you with exclusive knowledge at the touch of a button. Meet senior compliance officers and counsels at this annual marquee event. Build your pipeline with valuable leads by taking advantage of one of our limited sponsorship opportunities in an environment that is conducive to forging lasting business relationships.

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