FINRA Conferences and educational events are ideal for compliance and legal professionals, supervisors, branch and main office staff, IT and .. Read more operations professionals, and others in the financial services industry. FINRA Conferences and educational events provide a unique opportunity to hear the most up-to-date compliance information directly from industry and regulatory experts. Attendees sharpen their knowledge of rules and regulations, and share experiences with regulators, peers and other industry professionals. Many of these educational offerings qualify for CPE and CLE credits.
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