10times
09 - 10 Nov 2020  • 

Essentials of Compliance Investigations Conference

Online  •  Virtual Conference

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Entry Fees

Paid ticket from 379 USD

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Estimated Turnout

upto 100
Delegates
Based on previous editions

Editions

09 - 10 Nov 2020
+2 more editions

Frequency

Quarterly
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Learn the most important principles of conducting effective compliance investigations so that you're prepared next time you are called upon. Receive detailed and valuable information from experienced investigators.

Business Services Education & Training
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All Days Day 1 Day 2 All Types Session Break
Mon, 09 Nov
Intro/Opening Remarks
Mon, 09 Nov
 Session
Investigation Basics

Meric Bloch
• Ethics, fairness, and confidentiality
• Evidence and burdens of proof
• Attorney-client privilege

Mon, 09 Nov
 Break
Break
Mon, 09 Nov
 Session
Planning the Investigation

Meric Bloch & Al Gagne
• Assessing the initial report
• Determining whether an investigations is needed
• Developing an investigat

...continue reading
Mon, 09 Nov
 Break
Break
Mon, 09 Nov
 Session
Gathering Evidence & Documentation Issues

Al Gagne
• Getting the paper and record trail in order
• Utilizing and managing relevant documents
• Developing and using standard

...continue reading
Tue, 10 Nov
Intro/Opening Remarks

Meric Bloch & Al Gagne

Tue, 10 Nov
 Session
Conducting Interviews

Meric Bloch
• Preparing for interviews
• Types of questions & assessing credibility
• Tips for effective interviewing

Tue, 10 Nov
 Break
Break
Tue, 10 Nov
 Session
Reporting Results

Al Gagne
• Key elements of a good report
• Practical tips for report-writing
• Reporting to management, the board, and third parti

...continue reading
Tue, 10 Nov
 Break
Break
Tue, 10 Nov
 Session
After the Investigation

Meric Bloch & Al Gagne
• Identifying and fixing internal control issues and other problems
• Remediation plans
• Lessons learned f

...continue reading
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Speaker
Meric Bloch

Meric Bloch

Vice President
Speaker
Albert Gagne

Albert Gagne

Former Director, Ethics & Compliance
Visitor/General
379 USD Member
499 USD Non-Member
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