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Conference

FCA Investigations and Enforcement

12 Feb 2020Add To Calendar

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FCA Investigations and Enforcement will address the tools available to you when faced with enforcement action including the latest focus resolution procedures allowing you to challenge the severity of the penalty while admitting liability. This summit cover the following topics areas are how can you create a heatmap of the areas of greatest risk, what are the complexities of cross-border and multi-regulator investigations, how will the SMCR impact enforcement action, what impact does culture and conduct have on the FCA's approach to enforcement, what are the key elements in managing an investigation, in particular bullet-proofing the data gathering process and etc.


Timings

09:00 AM-06:00 PM (expected)
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Entry Fees

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Participants

100 - 500
Delegates

10 - 50 Exhibitors Estimated Count

Category & Type

Conference
Banking & Finance

Editions

12 Feb 2020 Interested


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City & Financial Global UK

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angela

angela

Compliance/Audit professional at none

London, United Kingdom
51.507000 -0.128000

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London, UK

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