FINRA Small Firm Conference

11 - 12 Nov 2020
Fairmont Miramar Hotel & Bungalows, Santa Monica, USA

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FINRA Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.


09:00 AM-06:00 PM (expected)
Not Verified

Entry Fees

Paid Ticket Check Official Website


100 - 500
Based on previous editions

Category & Type

Banking & Finance


11 - 12 Nov 2020 Interested
23 - 24 Oct 2019
07 - 08 Nov 2018
08 - 09 Nov 2017
View More

Frequency Annual

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Different Located Editions
Phoenix, USA 09 - 10 Nov 2016


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Financial Industry Regulatory Authority (FINRA)

USA 17 Total Events / 2 Upcoming Events
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User Community [ Users who have shown interest for this Event ]

William Curtisw

William Curtisw

M&A Advisory and Investor at Redstone Investment Group, LLC

Rockville, United States
Haidar Almai

Haidar Almai

Student at Xavier University

Cincinnati, United States
Iliana LLaneras

Iliana LLaneras

Managing Director at Portfolio Securitization Capital Group

Los Angeles, United States
Raymond Mobrez

Raymond Mobrez

Partner at Portfolio Securitization Capital Group

Los Angeles, United States
Yuqi Hou

Yuqi Hou

Assistant Manager at T-MOBILE

San Gabriel, United States
Victor Martinsons

Victor Martinsons

Business Development Director at GoCoin

Santa Monica, United States
Michael Furlong

Michael Furlong

Managing Director at Mfoperations Consulting Ltd

Dublin, Ireland

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Fairmont Miramar Hotel & Bungalows

101 Wilshire Blvd, Santa Monica, CA 90401

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