NRS Fall Compliance Conference

25 - 28 Oct 2021Add To Calendar
Park Hyatt Aviara Resort Golf Club & Spa, Carlsbad, USA
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The NRS Fall 2021 Compliance Conference for Investment Advisers and Broker Dealers covers the latest in SEC and FINRA compliance regulatory trends. Escape to the San Diego coast of Carlsbad and experience Park Hyatt Aviara, a AAA Five-Diamond and Forbes Five-Star luxury resort. Minutes from LEGOLAND® Calif., and the Pacific Coast sandy beaches, Park Hyatt Aviara spa and golf resort getaway offers world-class recreation and relaxation amid 200 lush acres of natural beauty overlooking the .. continue reading Batiquitos Lagoon. NRS has secured a special discounted group room rate of $319.00 and a waived resort fee for the dates of October 24-29, 2021. Group rate will be available until sold out or October 4th, 2021. To keep up with today’s compliance issues, cybersecurity threats, record retention, and SEC, state & FINRA examinations to name a few, compliance staff realize they need assistance and are interested in partnering with industry service providers. If so, exhibiting at the NRS Fall 2021 Compliance Conference is a perfect opportunity to get in front of hundreds of potential clients and showcase your products or services to the NRS audience.


09:00 AM-06:00 PM (expected)
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Entry Fees

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100 - 500
Based on previous editions

Category & Type

Business Services
Banking & Finance


Oct 2021 Interested
+1 more edition

Frequency Annual

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National Regulatory Services

USA14 Total Events / 3 Upcoming Events
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Edna H Russo

Edna H Russo

CLU at Equitable

Chalfont, United States

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Venue Map & Directions

map of Park Hyatt Aviara Resort Golf Club & Spa

Park Hyatt Aviara Resort Golf Club & Spa

7100 Aviara Resort Drive Carlsbad CA 92011

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