7th EditionConference

Securities Litigation and Enforcement Conference

22 - 23 Jan 2015 New Date Reminder
The Carlton Hotel, Atascadero, USA
AboutFollowers 1ReviewsExhibitorsPhotosSpeakers 36Travel Deals

"Exploring securities litigation management"
The Securities Litigation and Enforcement Conference, organized by the American Conference Institute will take place from 22nd January to the 23rd January 2015 at the The Carlton Hotel in New York, United States Of America.


07:20 AM - 06:00 PM (Jan 22) (General)
07:30 AM - 05:00 PM (Jan 23) (General)

Entry Fees

Paid Ticket Starts from 2095 USD View Details


100 - 500
Based on previous editions

Category & Type

Business Services


Jan 2015 7th Edition
+1 more edition

Frequency Quadrennial

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New York, United States

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Joseph Borg

Joseph Borg

Director at Alabama Securities Commission Montgomery, United States
Stephen Cohen

Stephen Cohen

U.S. Securities and Exchange Commission at U.S. Securities and Exchange... United States
Ronak Patel

Ronak Patel

Deputy Securities Commissioner of Texas at Texas State Securities... Austin, United States
Sandra Hanna

Sandra Hanna

Partner at Bruch Hanna LLP
Lori Martin

Lori Martin

Partner at WilmerHale United States
John Shaw

John Shaw

partner at Berkowitz Oliver Williams Shaw & Eisenbrandt LLP Kansas City, United States
C. Ian Anderson

C. Ian Anderson

Regional Associate Director - New York at Public Company Accounting... United States

Schedule & Agenda

Thu, 22 Jan 07:20 AM - 08:00 AM
Registration and Continental Breakfast
Thu, 22 Jan 08:00 AM - 08:05 AM
Co-Chairsu2019 Welcoming Remarks Lori Martin
Thu, 22 Jan 08:05 AM - 10:05 AM
Senior In-House Professionals at Major Financial Institutions Speak Out on Securities Law Compliance and Prevention Strategies; Critical Issues in Corporate Governance; Responding to Enhanced Enforcem
Thu, 22 Jan 10:05 AM - 10:15 AM
Morning Break
Thu, 22 Jan 10:15 AM - 11:30 AM
Securities Litigation & Enforcement Case Law Year in Review: Inside the Yearu2019s Top Securities Cases and How They Will Dictate the Future of Prosecution and Defense
Thu, 22 Jan 11:30 AM - 12:40 PM
Expanded Remedies Under Dodd-Frank and the Increased Use of Administrative Proceedings
Thu, 22 Jan 12:40 PM - 01:40 PM
Networking Luncheon for Speakers and Delegates
Thu, 22 Jan 01:40 PM - 02:55 PM
he Future of the u201cNeither Admit nor Denyu201d Settlement Policy in the Wake of the Citigroup Decision
Thu, 22 Jan 01:55 PM - 04:00 PM
The New Wave of Securities Class Action Litigation: Certification, Pivotal Issues Currently in Play from the U.S. Supreme Court, Settlement Considerations, Rebutting the Presumption of Reliance by Com
Thu, 22 Jan 04:00 PM - 04:10 PM
Afternoon Break
Thu, 22 Jan 04:10 PM - 05:20 PM
The View from the States
Thu, 22 Jan 05:20 PM - 06:00 PM
The OCIEu2019s Cyber Security Initiative: Understanding the Exposure
Fri, 23 Jan 07:30 AM - 08:00 AM
Continental Breakfast
Fri, 23 Jan 08:00 AM - 09:40 AM
The View from the Bench on Securities Litigation
Fri, 23 Jan 09:40 AM - 09:50 AM
Morning Break
Fri, 23 Jan 09:50 AM - 11:30 AM
View from High-Level Officials at Key Government Agencies, Independent Regulators, and Non-Profits: Learn the Latest Priorities and Activities of Key Enforcers and Regulators and How to Operate in a M
Fri, 23 Jan 11:30 AM - 12:40 PM
Industry Response to Emerging Enforcement and Regulatory Initiatives and Strategies for Defending a Company in a Claim Brought by the Government in Todayu2019s Challenging Climate
Fri, 23 Jan 12:40 PM - 01:40 PM
Networking Luncheon for Speakers and Delegates
Fri, 23 Jan 01:40 PM - 02:55 PM
Insider Trading: The Latest on the Investigation, Prosecution & Defense of Cases
Fri, 23 Jan 02:55 PM - 03:00 PM
Afternoon Break
Fri, 23 Jan 03:00 PM - 04:05 PM
Litigating Shareholder Derivative and Merger & Acquisition Claims: Evolving Theories of Liability and Defenses
Fri, 23 Jan 04:05 PM - 05:00 PM
The State of the D&O Marketplace: The Latest Products, Coverage, Claims, and Underwriting

Visitor Ticket Price

2095 USDRegister & Pay by January 5, 2015
2295 USDegister & Pay after January , 2015

Venue Map & Directions

map of The Carlton Hotel

The Carlton Hotel

6005 El Camino Real, Atascadero, CA 93422

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