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The Full 360 degree Compliance View Conference

04 - 05 Nov 2020
Convene, Washington DC, USA
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Attend The 2020 Full 360° Compliance View Conference where you will come away with practical guidance to increase engagement in regulatory and compliance practices. We will examine the strategies and procedures that you can employ to best prepare for and meet SEC exam priorities and risk alerts. Editorially backed by RCW, the leading source for authoritative answers to your toughest IA, BD, CPO/CTA & Private Fund compliance questions, this event provides CCOs, general counsels, attorneys, and compliance executives the latest SEC updates as well as insightful and practical solutions for you and your compliance team.


  • Advisory Board: Carl Ayers, Liz Bedore, Steve Flammey, Hugh Kennedy, Larue McIntyre, and more
  • SEC Speakers: Sirimal Mukerjee, Emily Rowland, Daniel S. Kahl
  • SEC EXAM PREPARATION WORKSHOP: Earn up to 3 CLE/CPE credits.. Additional cost: $395


7:30 AM - 6:15 PM (May 07) (General)
7:45 AM - 5:15 PM (May 08) (General)

Entry Fees

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upto 100
Estimated Count

Category & Type

Education & Training


04 - 05 Nov 2020 Interested

Frequency Annual

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600 14th St NW, Washington, DC 20005, USA
Washington DC, USA

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